First normal form

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First normal form (1NF) is a property of a relation in a relational database. A relation is in first normal form if the domain of each attribute contains only atomic values, and the value of each attribute contains only a single value from that domain.[1]

Edgar Codd, in a 1971 conference paper, defined a relation in first normal form to be one such that none of the domains of that relation should have elements which are themselves sets.[2]

First normal form is an essential property of a relation in a relational database. Database normalization is the process of representing a database in terms of relations in standard normal forms, where first normal is a minimal requirement.

First normal form enforces these criteria:

  • Eliminate repeating groups in individual tables.
  • Create a separate table for each set of related data.
  • Identify each set of related data with a primary key

Examples

The following scenario illustrates how a database design might violate first normal form.[3][4]

Domains and values

Here is a table that records the names and telephone numbers of customers:

Customer
Customer ID First Name Surname Telephone Number
123 Robert Ingram 555-861-2025
456 Jane Wright 555-403-1659
789 Maria Fernandez 555-808-9633

One requirement though is to record multiple telephone numbers for some customers. The simplest way of satisfying this requirement is to allow the "Telephone Number" field in any given record to contain more than one value:

Customer
Customer ID First Name Surname Telephone Number
123 Robert Ingram 555-861-2025
456 Jane Wright 555-403-1659
555-776-4100
789 Maria Fernandez 555-808-9633

Assuming, however, that the Telephone Number column is defined on some telephone number-like domain, such as the domain of 12-character strings, this representation is not in first normal form.

A design that complies with 1NF

In the first normal form, the previous table can be represented in the following way.

Customer
Customer ID First Name Surname Telephone Number
123 Robert Ingram 555-861-2025
456 Jane Wright 555-403-1659
456 Jane Wright 555-776-4100
789 Maria Fernandez 555-808-9633

However, if we assume that two customers can in principle have the same name (although there are no such in the current table), this database design does not meet the more stringent requirements of third normal form and possibly not even second normal form.[5]

A design that also complies with higher normal forms

Another design for the same data makes use of two tables: a Customer Name table and a Customer Telephone Number table.

Customer Name
Customer ID First Name Surname
123 Robert Ingram
456 Jane Wright
789 Maria Fernandez
Customer Telephone Number
Customer ID Telephone Number
123 555-861-2025
456 555-403-1659
456 555-776-4100
789 555-808-9633

Indeed, repeating groups of telephone numbers do not occur in this design. Instead, each Customer-to-Telephone Number link appears on its own record. With Customer ID as key, a one-to-many relationship exists between the two tables. A record in the "parent" table, Customer Name, can have many telephone number records in the "child" table, Customer Telephone Number, but each telephone number belongs to one, and only one customer. It is worth noting that this design meets the additional requirements for second and third normal form.

Atomicity

Edgar F. Codd's definition of 1NF makes reference to the concept of 'atomicity'. Codd states that the "values in the domains on which each relation is defined are required to be atomic with respect to the DBMS."[6] Codd defines an atomic value as one that "cannot be decomposed into smaller pieces by the DBMS (excluding certain special functions)"[7] meaning a field should not be divided into parts with more than one kind of data in it such that what one part means to the DBMS depends on another part of the same field.

Hugh Darwen and Chris Date have suggested that Codd's concept of an "atomic value" is ambiguous, and that this ambiguity has led to widespread confusion about how 1NF should be understood.[8][9] In particular, the notion of a "value that cannot be decomposed" is problematic, as it would seem to imply that few, if any, data types are atomic:

  • A character string would seem not to be atomic, as the RDBMS typically provides operators to decompose it into substrings.
  • A fixed-point number would seem not to be atomic, as the RDBMS typically provides operators to decompose it into integer and fractional components.
  • An ISBN would seem not to be atomic, as it includes language and publisher identifiers.

Date suggests that "the notion of atomicity has no absolute meaning":[10] a value may be considered atomic for some purposes, but may be considered an assemblage of more basic elements for other purposes. If this position is accepted, 1NF cannot be defined with reference to atomicity. Columns of any conceivable data type (from string types and numeric types to array types and table types) are then acceptable in a 1NF table—although perhaps not always desirable; for example, it would be more desirable to separate a Customer Name field into two separate fields as First Name, Surname.

First normal form, as defined by Chris Date, permits relation-valued attributes (tables within tables). Date argues that relation-valued attributes, by means of which a field within a table can contain a table, are useful in rare cases.[11]

1NF tables as representations of relations

According to Date's definition, a table is in first normal form if and only if it is "isomorphic to some relation", which means, specifically, that it satisfies the following five conditions:[12]

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  1. There's no top-to-bottom ordering to the rows.
  2. There's no left-to-right ordering to the columns.
  3. There are no duplicate rows.
  4. Every row-and-column intersection contains exactly one value from the applicable domain (and nothing else).
  5. All columns are regular [i.e. rows have no hidden components such as row IDs, object IDs, or hidden timestamps].

Violation of any of these conditions would mean that the table is not strictly relational, and therefore that it is not in first normal form.

Examples of tables (or views) that would not meet this definition of first normal form are:

  • A table that lacks a unique key. Such a table would be able to accommodate duplicate rows, in violation of condition 3.
  • A view whose definition mandates that results be returned in a particular order, so that the row-ordering is an intrinsic and meaningful aspect of the view.[13] This violates condition 1. The tuples in true relations are not ordered with respect to each other.
  • A table with at least one nullable attribute. A nullable attribute would be in violation of condition 4, which requires every field to contain exactly one value from its column's domain. It should be noted, however, that this aspect of condition 4 is controversial. It marks an important departure from Codd's later vision of the relational model,[14] which made explicit provision for nulls.[15]

References

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Further reading

de:Normalisierung (Datenbank)#Erste Normalform (1NF) pl:Postać normalna (bazy danych)

  1. Lua error in package.lua at line 80: module 'strict' not found.
  2. Lua error in package.lua at line 80: module 'strict' not found.
  3. studytonight.com
  4. stackoverflow.com
  5. Indeed, assuming that different customers can in principle have the same name and that different customers can in principle have the same telephone number, this database design is not in second normal form since "First Name" and "Surname" are non-prime attributes that depend only on Customer ID, not the whole candidate key (Customer ID, Telephone number). If we assume that different customers must have different telephone numbers then Telephone number is the only candidate key and the database is in second normal form but not in third normal form because "First Name" and "Surname" are non-prime attributes that depend on the non-prime attribute Customer ID. On the other hand, if we assumed that different customers must have different names but can have the same telephone number, this database design would be both in second and third normal form because there would be two candidate keys (Customer ID, Telephone number) and (First Name, Surname, Telephone number) and no non-prime attributes.
  6. Codd, E. F. The Relational Model for Database Management Version 2 (Addison-Wesley, 1990).
  7. Codd, E. F. The Relational Model for Database Management Version 2 (Addison-Wesley, 1990), p. 6.
  8. Darwen, Hugh. "Relation-Valued Attributes; or, Will the Real First Normal Form Please Stand Up?", in C. J. Date and Hugh Darwen, Relational Database Writings 1989-1991 (Addison-Wesley, 1992).
  9. "[F]or many years," writes Date, "I was as confused as anyone else. What's worse, I did my best (worst?) to spread that confusion through my writings, seminars, and other presentations." Date, C. J. ["What First Normal Form Really Means"] in Date on Database: Writings 2000-2006 (Springer-Verlag, 2006), p. 108
  10. Date, C. J. ["What First Normal Form Really Means"] p. 112.
  11. Date, C. J. ["What First Normal Form Really Means"] pp. 121–126.
  12. Date, C. J. ["What First Normal Form Really Means"] pp. 127–128.
  13. Such views cannot be created using SQL that conforms to the SQL:2003 standard.
  14. "Codd first defined the relational model in 1969 and didn't introduce nulls until 1979" Date, C. J. SQL and Relational Theory (O'Reilly, 2009), Appendix A.2.
  15. The third of Codd's 12 rules states that "Null values ... [must be] supported in a fully relational DBMS for representing missing information and inapplicable information in a systematic way, independent of data type." Codd, E. F. "Is Your DBMS Really Relational?" Computerworld, October 14, 1985.